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2016 CCLS Compliance Symposium

Core Compliance & Legal Services, Inc.

Thursday, 3 November 2016 from 7:45 AM to 2:00 PM (PDT)

2016 CCLS Compliance Symposium

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Ticket Type Sales End Price Fee Quantity
CCLS Compliance Symposium 3 Nov 2016 US$300.00 US$0.00

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Event Details


2016 CCLS Compliance Symposium:


The New World of Compliance

 (Across the street from Disneyland)


Core Compliance & Legal Services, Inc. (“CCLS”) will hold its annual symposium at the Sheraton Park Hotel in Anaheim, CA.

Date: Thursday, November 3, 2016
Time: 7:45 a.m. - 2:00 p.m.

Sheraton Park Hotel
1855 South Harbor Blvd.
Anaheim, CA 92802

This is an ideal opportunity to gain valuable insight, information and practical learning for managing your Compliance Program. During this educational event, the CCLS team will cover the following topics:

 Elderly Investor Issues Beyond Compliance
How to Conduct a Cybersecurity Risk Assessment
New DOL Rule: Application of the BIC Exemption & What it Means for You
How to Draft Disclosures & Market Performance Advertising
Effective Testing Ideas for Your Annual Review

  Register now for our Annual CCLS Compliance Symposium for only $300.00

 Contributing Sponsors:


 2016 Symposium sponsors logos


  For sponsorship opportunities, please email

Have questions about 2016 CCLS Compliance Symposium? Contact Core Compliance & Legal Services, Inc.

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When & Where

Sheraton Park Hotel at the Anaheim Resort
1855 South Harbor Boulevard
Sheraton Park Hotel, Anaheim, CA 92802

Thursday, 3 November 2016 from 7:45 AM to 2:00 PM (PDT)

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Core Compliance & Legal Services, Inc.

Core Compliance & Legal Services, Inc. (CCLS) specializes in compliance and risk management for the financial industry. With the securities industry's ever-increasing focus on risk management, CCLS is designed to handle the unique regulatory compliance challenges firms face today. When building and enhancing your business, it is essential to have dedicated resources to support and ensure your success. That is where our experts come into play. Michelle L. Jacko, CEO, and the professionals of our strategic team have worked in the industry, holding various internal roles including Chief Compliance Officer, Chief Operations Officer, Chief Legal Officer, Senior Paralegal and Branch Manager. The CCLS team understands the complexities of the securities business and the necessity to offer solutions based on the unique culture, identity and needs of your firm. Our services and compliance solutions are designed to meet the needs of firms of any size, from entrepreneurial start-ups to large international institutions.

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