EMIR Trade Reporting Foundation Course

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EMIR Trade Reporting Foundation Course

A London Stock Exchange Group Course

By UnaVista, London Stock Exchange Group

Select date and time

Fri, 19 Apr 2024 01:00 - 05:00 PDT

Location

Online

Refund Policy

Contact the organiser to request a refund.

About this event

London Stock Exchange Group have developed an EMIR Reporting Foundation course to provide operations and compliance staff with a thorough grounding in the EMIR reporting requirements. This course includes the RTS requirements (Level 3). All our courses are delivered by experts in the regulatory field.

There is an optional examination accompanying the course - this provides evidence that the candidate has reached an appropriate level of understanding. Please contact us regarding dates - the exam needs to be completed at our Paternoster Square office.

This course has been accredited and CPD endorsed by the Chartered Institute for Securities & Investment

There are various course dates available throughout 2024.


Course Dates

  • 6th February 2024 - 1.00pm – 5.00pm
  • 19th April 2024 - 9.00am – 1.00pm
  • Further dates to be added


Course Details

The foundation course provides training on the core elements in the EMIR reporting requirements including:

Background to the transaction reporting requirements

  • G20 Commitment
  • Key documentation

What entities need to report

  • Definitions of a financial and non-financial counterparty
  • Geographic considerations
  • Buy-side considerations

Definition of a derivative

  • Particular focus on FX derivatives

How and when reports need to be made

Trading Scenarios

  • Exchange trade derivatives – who reports against who
  • ETD give-ups
  • OTC cleared v OTC bi-lateral
  • Terminations and partial terminations

Position Reporting

Collateral & Valuation Reporting

Data standards – basics

  • Generic descriptions all fields covered in the ESMA Reporting Technical Standards
  • Legal Entity Identifiers
  • Unique Trade Identifiers: format and generation
  • Product Identifiers: ISIN, Aii and interim
  • Data Validation (when blanks and ‘NA’ can be used)

Reconciliation

  • pre- reporting
  • Inter-TR reconciliation


Who is this course suitable for?

This course is suitable for anyone who EMIR reports. It is a foundation level qualification.


Cost:

£600 plus VAT (Regulatory Reporting clients)

£800 plus VAT (Non-Regulatory Reporting clients)

NB: Fee can be invoiced or payment can be made with a debit or credit card at checkout.


Other courses you might be interested in

Regulatory Reporting and the London Stock Exchange run a number of other courses on both financial regulation and the Regulatory Reporting platform, please check the website for the most up to date times.

Before booking, please ensure you have read our cancellation policy.

I f you have any queries, please email us on RegReportingTraining@lseg.com


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