OTC Markets & CSE Cross Border Listing Seminar

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Vancouver Club

915 West Hastings Street

Vancouver, BC V6C 1C6

Canada

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Description

Are you a Canadian publicly traded entity looking to reach US investors? Curious about the listing requirements for the US public markets or the OTC markets?

The Canadian Securities Exchange in conjunction with OTC Markets invite you to attend a morning seminar on cross border listing to be held at the prestigious Vancouver Club.

Co-presenters James Black of the CSE and Chris King of OTC Markets, will cover a number of important topics related to Canadian companies seeking to raise capital in the US, such as:

  • The logistics and benefits of a cross border market presence, including considerations for Reg A+
  • The process required for obtaining an OTC quotation, including entrance requirements & fees
  • The distinctions between the Pink / OTCQB / OTCQX market tiers
  • How trading and settlement functions in the US marketplace

In addition to the presentations and panel discussion, this event will also feature a round table Q&A session in which participants can sit down directly with representatives from the OTC, CSE as well as Dorsey & Whitney LLP to discuss any additional questions.

See the agenda and speaker bios below for additional details.

Agenda

  • 8:30 am - 9:00 am: Registration (UBC Room) – Pastries and coffee served
  • 9:00 am - 9:45 am: CSE / OTC – Fireside style chat with James Black and Chris King
  • 9:45 am - 10:15 am: Panel discussion, moderated by Barrington Miller (CSE) and featuring James Black (CSE), Chris King (OTC) and Dan Miller (Dorsey & Whitney LLP)
  • 10:15 am - 10:30 am: Q&A
  • 10:30 am -11:00 am: Round Table Q&A

For more information on this event, contact Anna Serin (anna.serin@thecse.com)

Register early as spaces are limited. For those unable to attend in person, this session will be recorded for rebroadcast online at a later date.

Speaker Bios

James Black

James Black is the VP, Listings Development for the Canadian Securities Exchange (“CSE”). Based in Vancouver, BC Mr. Black manages the CSE’s domestic and international programs for attracting exciting new companies to the exchange as well as evangelizing the CSE as “the Exchange for Entrepreneurs”.

Prior to James’ tenure at the CSE, he was a manager at the National Angel Organization where his focus was on helping Angel groups launch, network with one another, and establish best practices for investing. He graduated from Ryerson University in Toronto with Honours in Entrepreneurial studies.

Chris King

Chris King leads the International Corporate Services group at OTC Markets. At OTC Markets, Chris has also worked with smaller companies to implement best practices as they grow and supported them in going public on the OTCQX and OTCQB markets. Chris has assisted hundreds of issuers already trading on our markets increase their investor engagement and achieve fair valuation.

Prior to OTC Markets, Chris served in various roles at DF King Worldwide, Capital Precision and Precision IR, helping multinational blue chip companies achieve their corporate objectives. Chris holds a BA from the University of Wolverhampton, UK.


Cross border seminar sponsors

Date and Time

Location

Vancouver Club

915 West Hastings Street

Vancouver, BC V6C 1C6

Canada

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