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Putting Investors First – Importance of Risk Culture

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Rideau Club

99 Bank Street, 15th floor

Ottawa, ON

Canada

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As part of our ongoing participation in the Putting Investors First initiative, the CFA Society Ottawa will host a luncheon on May 24, 2017 featuring Mr. Kent Andrews, Senior Vice President, Regulatory Risk, TD Bank Group. Drawing on his extensive experience, as well as his current responsibility for risk culture at the bank, Kent’s presentation will focus on answering four critical questions:


  • What do we mean when we use the term "culture"?
  • How is thinking evolving both within firms and within regulators?
  • How do you know if you have the right culture?
  • Why is culture so important to investors?

Speaker: Kent Andrews, Senior Vice President, Regulatory Risk, TD Bank Group

Kent Andrews - TD.jpg

In addition to being responsible for risk culture, Kent oversees the relationship between the bank and its primary regulator, the Office of the Superintendent of Financial Institutions (OSFI) for the bank’s global operations and for other global regulators (except the USA). In this capacity he ensures efficient and accurate response to OSFI’s requests and advises senior management on regulatory issues.


His diverse work history includes over 20 years in banking in both Canada and the US and over 10 years of regulatory experience as the Head of Large Bank Supervision at OSFI and as Advisor to the Financial Stability Board (FSB) in Basel, Switzerland. In his FSB role, Kent was the lead advisor on the “Too Big to Fail” project and co-authored the FSB report on Supervisory Intensity and Effectiveness. He is Chair of the BIAC Finance Task Force, a Paris-based international industry


Date: May 24, 2017​

Place: Rideau Club, 99 Bank Street, 15th floor
Time: 11:45 Registration
12:00 Lunch starts
12:15 Presentation​​

This is a free event for members/candidates and non-members, but advance registration is required. Registration deadline is May 19, 2017.

Dress: Business dress (jacket and tie required).

Roxana Lund
Program Chair, CFA Society Ottawa ​

Wesley Blight, CFA
CFA President, CFA Society Ottawa

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Rideau Club

99 Bank Street, 15th floor

Ottawa, ON

Canada

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